NAICS Code Description

523999 - Miscellaneous Financial Investment Activities

Top Businesses by Annual Sales for 523999 – Click for Complete Profiles:

American Untd Mutl Insur HoldgOptions Clearing Corporation
Computershare IncFranklin Tmpleton Inv Svcs LLC
Ice Data Services IncDst Asset Mnager Solutions Inc
Royal Gold IncOppenheimer Acquisition Corp
Vitol IncFitch Group Inc

This U.S. industry comprises establishments primarily engaged in acting as agents and/or brokers (except securities brokerages and commodity contracts brokerages) in buying or selling financial contracts and those providing financial investment services (except securities and commodity exchanges; portfolio management; investment advice; and trust, fiduciary, and custody services) on a fee or commission basis.

Illustrative Examples:

Exchange clearinghouses, commodities or securities
Stock quotation services
Gas lease brokers' offices

Cross-References. Establishments primarily engaged in--

  • Investment banking, securities dealing, securities brokering, commodity contracts dealing, or commodity contracts brokering--are classified in Industry Group 5231, Securities and Commodity Contracts Intermediation and Brokerage;
  • Acting as principals (except investment bankers, securities dealers, and commodity contracts dealers) in buying or selling financial contracts--are classified in Industry 523910, Miscellaneous Intermediation;
  • Furnishing physical or electronic marketplaces for the purpose of facilitating the buying and selling of securities and commodities--are classified in Industry 523210, Securities and Commodity Exchanges;
  • Managing the portfolio assets (i.e., funds) of others--are classified in Industry 523920, Portfolio Management;
  • Providing customized investment advice--are classified in Industry 523930, Investment Advice;
  • Providing trust, fiduciary, and custody services to others--are classified in U.S. Industry 523991, Trust, Fiduciary, and Custody Activities; and
  • Financial transactions processing, reserve, and clearinghouse activities--are classified in Industry 522320, Financial Transactions Processing, Reserve, and Clearinghouse Activities.
Index Entries for 523999
523999523999523999Clearinghouses, commodity exchange or securities exchange
523999523999523999Deposit brokers
523999523999523999Exchange clearinghouses, commodities or securities
523999523999523999Gas lease brokers' offices
523999523999523999Oil lease brokers' offices
523999523999523999Protective committees, security holders
523999523999523999Quotation services, securities
523999523999523999Quotation services, stock
523999523999523999Securities holders' protective services
523999523999523999Securities transfer agencies
523999523999523999Stock quotation services
523999523999523999Stock transfer agencies
523999523999523999Transfer agencies, securities